Regulators

CIRO fined advisor $75k, suspended over $647k client cash dealings

Regulator sanctions representative for routing client funds through personal accounts in off‑book cash swaps

CIRO fined advisor $75k, suspended over $647k client cash dealings

Crypto laundering networks quietly move 20% of dirty digital money

Stablecoin boom fuels illicit flows and threatens US$500 billion in bank deposits

Crypto laundering networks quietly move 20% of dirty digital money

Trump’s US$5 billion ‘debanking’ fight puts Wall Street’s regulatory wins at risk

Big US banks eye up to US$200 billion in capital relief as Trump’s lawsuits escalate legal risk

Trump’s US$5 billion ‘debanking’ fight puts Wall Street’s regulatory wins at risk

Canadian watchdog proposes liquidity rules, projects compliance spending surge

New requirements hit all funds, even non-reporting issuers

Canadian watchdog proposes liquidity rules, projects compliance spending surge

CSA finalizes fund disclosure overhaul, adds new related-party reporting form

New rules streamline conflict-of-interest reporting and trim class-level disclosures, targeting burden reduction for fund managers while preserving investor protection

CSA finalizes fund disclosure overhaul, adds new related-party reporting form

CIRO issues permanent ban in misappropriation case

Decision details payments tied to a home purchase and client accounts

CIRO issues permanent ban in misappropriation case